Financial institution regulatory compliance subscription
Regulatory compliance is complex and time-consuming, but it doesn’t need to be. Wipfli’s ComplianceHelp subscription is designed to assist your financial institution with routine regulatory compliance questions. Simply send us a question and receive a response back within one business day from Wipfli’s regulatory compliance professionals.
When you subscribe, you can:
- Submit federal regulatory compliance questions.
- Attend ComplianceHelpLive webinars every quarter or listen to the recorded webinar at your convenience.
- Give access to ComplianceHelpLive webinars to an unlimited number of attendees from your financial institution.
- Access our compliance dashboard containing tools, reminders, regulatory alerts and more.
Quarterly ComplianceHelpLive webinars include:
- 90-minute updates on compliance regulations and hot topics facilitated by a Wipfli compliance specialist.
- Downloadable materials.
- Unlimited attendees from your financial institution.
Policy Templates:
- Help ensure your policies are up to date by subscribing to our policy template service.
- Customize our templates to incorporate your process.
- Gain peace of mind knowing if something changes, the templates will be updated and available to you.
Subscription levels (based on an annual, calendar-year renewal):
| Description | Level 1 - $1,200 | Level 2 - $1,500 | Level 3 - $2,500 | Level 4 - $5,000 | Add on to any level - $1,000 |
|---|---|---|---|---|---|
| Quarterly ComplianceHelp live webinars | ✔ | ✔ | ✔ | ||
| Compliance Officer round table | ✔ | ✔ | ✔ | ||
| ComplianceHelp dashboard | ✔ | ✔ | ✔ | ||
| Compliance alerts service | ✔ | ✔ | ✔ | ||
| Unlimited Q&A with our specialists | ✔ | ||||
| Access to policy templates | ✔ |
Retainer services are also available. A prepaid retainer allows you to use our compliance services for more than just questions; we can also assist with reviewing policies, disclosures and other documents, as needed.
If you choose not to subscribe, compliance consulting services are still available and will be billed on an hourly basis.
