Ronald S. Niemaszyk
Partner
With over 25 years of experience, Ron Niemaszyk serves as an engagement partner to many of the firm’s flagship investment partnership and broker-dealer clients. In this role, he is responsible for supporting the delivery of audit and tax services as well as ensuring that clients’ goals and objectives are met.
Ron manages a geographically diverse team focused on offering top-quality audit and tax services to all types of investment partnerships, from mutual funds to commodity pools and private equity funds. He has extensive experience in working with a variety of regulatory agencies including the National Futures Association (NFA), U.S. Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and U.S. Commodity Futures Trading Commission (CFTC).
Given Ron’s in-depth experience with and insight into the entrepreneurial process, he has a solid understanding of new business ventures and the associated start-up phases. As the organizer and general partner of a variety of real estate and other investment partnerships, he assists start-up funds with transitioning into more established funds and guides them on matters ranging from structuring agreements and locating capital to handling ongoing investor relations and performing tax and regulatory compliance.
Areas of Focus
- Audit and attestation services
- Audits of broker-dealers in securities
- Business consulting
- Hedge fund and private equity partnership audits
- High-net-worth individuals
- Private and closely held businesses
- Registered investment advisors
- Taxation
Education
University of Illinois at Urbana-Champaign- Bachelor of science degree in accountancy
Recent Insights
Articles
Unlocking value: The importance of audits for wealth and asset management firms
Dec 11, 2024
Meeting client expectations in a changing world
Oct 09, 2024
Navigating the generational shift: How wealth management firms can attract Gen Z clients
Apr 15, 2024
Rethinking tech assumptions about baby boomer clients
Apr 15, 2024
2024 trends in asset management: Thriving through uncertainty
Dec 11, 2023
2024 trends in asset management: Thriving through uncertainty
Nov 30, 2023
The risks and rewards of becoming an independent advisor
Feb 27, 2023
How wealth and asset managers can build stability in 2023
Jan 09, 2023
Q&A: How advisors can go from wirehouse to independence
Jan 05, 2023
Staying compliant with the SEC’s new Marketing Rule
Sep 30, 2022
In The News
External News
Asset management outlook: Thriving through uncertainty in 2024
Global Banking and Finance | Feb 27, 2024
Managers are 'Overwhelmed' by Emerging Tech Despite Hiring Top Talent
FundFire | Sep 19, 2023
Wealth and Asset Management Firms Are Still Hesitant On U.S. Economy
CPA Practice Advisor | Aug 18, 2023
Advisers must weigh whether to be first to use testimonials for marketing
InvestmentNews | Jul 06, 2021