Mike Morris, CISA
Partner
Mike Morris oversees projects, including Service Organization and Control (SOC) reports (SOC 1 and SOC 2), Sarbanes Oxley IT 404 testing, network vulnerability and penetration testing and IT general control reviews for FinTech companies, banks, and insurance companies. He is a member of the Information Systems Audit and Control Association (ISACA) and is an active member of the Technology Association of Georgia (TAG), serving the chair of the board of the FinTech Society. Over the years, Mike has led a variety of seminars and webinars, as well as served on panels relating to internal fraud, preparation for an IT audit, vendor management and risk management.
Certifications
- Certified Information Systems Auditor
Professional memberships and activities
- ISACA – Member
- TAG – Member
- TAG, FinTech Society (FinTech) – Board chair
- Georgia Bankers Association – Speaker
- Association for Financial Technology (AFT) – Member
Areas of Focus
- Financial technology (FinTech)
- Financial services
- SOC reporting
- Information technology general controls
- Penetration testing/network vulnerability assessments
- Information security
- Vendor management
- Sarbanes-Oxley IT controls
Education
University of Florida- Bachelor of arts degree in economics with a minor in business administration
- Master of business administration degree with a major in computer information systems
Recent Insights
Articles
How technology service providers can manage fourth-party risk
May 05, 2022
When it comes to effective vendor management, financial institutions and fintechs must consider fourth-party risk
Mar 02, 2022
Is your financial institution ready for AI?
Feb 01, 2021
It’s not a short list: Financial institution ISO roles and responsibilities
Sep 28, 2020
Vendor management reviews: You can’t do without them
Apr 03, 2020
Managing the Risk of FinTech Adoption
Dec 09, 2019
In The News
External News
Mike Morris on the inevitable 'level of inconvenience' for security
SC Magazine | Jan 05, 2022
Mike Morris on financial advisors' risk for phishing attacks
SC Magazine | Jan 04, 2022